Investor Disclosures

Centaurus Financial, Inc., is committed to providing investors with the information they need to make knowledgeable investment decisions. On this page you will find important information that you may wish to consider when making investments with a Centaurus Financial representative.

Additional Compensation Disclosure

Annual Disclosure Document

Business Continuity Plan

Customer Complaint Reporting Information

FINRA Customer Identification Program Notice

FINRA Mutual Fund Breakpoints

FINRA Investor Alerts

FINRA Should You Exchange Your Variable Annuity?

Privacy Policy & Practices

SEC Order Execution / Routing Disclosure